Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Aaron? Claim Your ProfileAaron Spear is a financial advisor with over 10 years of experience in the industry. Aaron is currently registered with LPL Financial LLC and Newedge Advisors. Aaron is also registered in all 50 states as well as the District of Columbia, Puerto Rico, and the US Virgin Islands. Aaron has a wide range of experience, including working with high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TX
12/02/2022 - Present
LPL Financial LLC (HOUSTON TX)
TX
11/18/2019 - 10/07/2022
VALIC FINANCIAL ADVISORS, INC. (HOUSTON TX)
TX
08/19/2015 - 03/20/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HOUSTON TX)
TX
06/03/2015 - 06/30/2015
AMERIPRISE FINANCIAL SERVICES, INC. (HOUSTON TX)
TX
06/11/2013 - 02/09/2015
WELLS FARGO ADVISORS, LLC (HOUSTON TX)
TX
11/23/2010 - 04/11/2013
J.P. MORGAN SECURITIES LLC (HOUSTON TX)
BOTH
Issued 09/27/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/28/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/28/2020
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/22/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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