Invested Better
Unclaimed

Unclaimed

Unclaimed

Aaron Timothy Dunn

Santander US Capital Markets LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Aaron? Claim Your Profile

About Aaron Timothy Dunn

Aaron Timothy Dunn is a financial professional with over 15 years of experience in the industry. Currently, Aaron is registered with Santander US Capital Markets LLC. Prior to this, Aaron worked at LaSalle Financial Services, Inc., Mesirow Financial, Inc., and ABN AMRO Incorporated. Aaron is licensed in New York and holds the Series 7, Series 79, Series 63, and SIE licenses.

Firm Information

Aaron Dunn is currently registered with Santander US Capital Markets LLC. Santander US Capital Markets LLC is a Limited Liability Company formed in January 2010. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico. Santander US Capital Markets LLC has also been approved by the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

150

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Aaron Dunn’s Registration & Firm History

NY

07/12/2018 - Present

Santander US Capital Markets LLC (NEW YORK NY)

IL

10/09/2006 - 05/29/2007

LASALLE FINANCIAL SERVICES, INC. (CHICAGO IL)

IL

12/06/2004 - 01/05/2005

MESIROW FINANCIAL, INC. (CHICAGO IL)

CT

05/07/2001 - 11/02/2004

ABN AMRO INCORPORATED (STAMFORD CT)

Not sure if Aaron Timothy Dunn is right for you?

Licenses & Designations

BC

Issued 07/26/2018

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/12/2018

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 05/04/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Aaron Timothy Dunn.
Not sure if Aaron Timothy Dunn is right for you?