Unclaimed
Aaron Timothy Dunn is a financial professional with over 15 years of experience in the industry. Currently, Aaron is registered with Santander US Capital Markets LLC. Prior to this, Aaron worked at LaSalle Financial Services, Inc., Mesirow Financial, Inc., and ABN AMRO Incorporated. Aaron is licensed in New York and holds the Series 7, Series 79, Series 63, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/12/2018 - Present
Santander US Capital Markets LLC (NEW YORK NY)
IL
10/09/2006 - 05/29/2007
LASALLE FINANCIAL SERVICES, INC. (CHICAGO IL)
IL
12/06/2004 - 01/05/2005
MESIROW FINANCIAL, INC. (CHICAGO IL)
CT
05/07/2001 - 11/02/2004
ABN AMRO INCORPORATED (STAMFORD CT)
BC
Issued 07/26/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/12/2018
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 05/04/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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