Unclaimed
Aaron Tige Hofer is a financial professional with over 20 years of experience in the industry. Aaron is currently registered with Foreside Fund Services, LLC and holds a Series 7, Series 63 and Series 66 license. Previously, Aaron worked at MORGAN STANLEY, DELAWARE DISTRIBUTORS, L.P., LINCOLN FINANCIAL DISTRIBUTORS, INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, DREYFUS SERVICE CORPORATION, OCTAVUS LLC, GUARDIAN INVESTOR SERVICES LLC, MFS FUND DISTRIBUTORS, INC., PILGRIM SECURITIES, INC., ENDEAVOR GROUP and PAINEWEBBER INCORPORATED.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
12/21/2023 - Present
Foreside Fund Services, LLC (Fort Lauderdale FL)
AZ
11/09/2020 - 03/16/2023
MORGAN STANLEY (Scottsdale AZ)
PA
01/05/2010 - 04/08/2019
DELAWARE DISTRIBUTORS, L.P. (PHILADELPHIA PA)
PA
12/21/2009 - 12/31/2009
LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)
AZ
10/04/2006 - 12/22/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SCOTTSDALE AZ)
NY
10/11/2004 - 08/04/2006
DREYFUS SERVICE CORPORATION (NEW YORK NY)
MN
12/12/2003 - 10/25/2004
OCTAVUS LLC (EXCELSIOR MN)
NY
10/30/2002 - 12/02/2003
GUARDIAN INVESTOR SERVICES LLC (NEW YORK NY)
MA
06/29/2000 - 09/24/2002
MFS FUND DISTRIBUTORS, INC. (BOSTON MA)
CT
08/20/1998 - 05/08/2000
PILGRIM SECURITIES, INC. (WINDSOR CT)
CO
06/27/1997 - 08/19/1997
ENDEAVOR GROUP (DENVER CO)
NJ
11/28/1995 - 07/16/1996
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
BOTH
Issued 07/14/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/18/1995
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 10/13/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/02/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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