Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Aaron? Claim Your ProfileAaron Slugg is a financial advisor with Fidelity Brokerage Services LLC. Aaron has been in the securities industry since 2019. Aaron holds the Series 7TO, Series 63, and SIE licenses and is registered with the Financial Industry Regulatory Authority (FINRA). Aaron is also registered with the state of Illinois and is registered in all states except for Iowa. Aaron is currently located in the Covington, Kentucky branch office.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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KY
10/06/2021 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
IL
11/07/2019 - 09/14/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ROLLING MEADOWS IL)
BC
Issued 10/21/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/07/2019
Series 7TO - General Securities Representative Examination
BC
Issued 08/30/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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