Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Aaron? Claim Your ProfileAaron Seth Vaughn is a financial advisor currently registered with Raymond James & Associates, Inc. Based in Lakewood Ranch, Florida, Aaron has been in the financial services industry since 2023 and has a broad range of experience. Aaron holds the Series 7, 63, and 65 licenses, as well as the SIE exam certification. Aaron is also registered with the state of Florida as an investment advisor representative. In addition to Raymond James & Associates, Inc., Aaron has previously been employed with Trinity Wealth Securities, L.L.C.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
01/11/2024 - Present
Raymond James & Associates, Inc. (LAKEWOOD RANCH FL)
FL
09/18/2023 - 01/19/2024
TRINITY WEALTH SECURITIES, L.L.C. (Orlando FL)
BC
Issued 02/29/2024
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 06/02/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/01/2024
Series 7TO - General Securities Representative Examination
BC
Issued 09/18/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 05/05/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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