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Aaron Serrano

Nylife Securities LLC

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About Aaron Serrano

Aaron Serrano is a registered representative in California and Nevada. Aaron is currently registered with Nylife Securities LLC and has been in the industry since October 13, 2018. Aaron has passed the Series 6, Series 63 and SIE exams. Aaron was previously registered with WELLS FARGO CLEARING SERVICES, LLC.

Firm Information

Aaron Serrano is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Aaron Serrano’s Registration & Firm History

NV

05/14/2019 - Present

Nylife Securities LLC (RENO NV)

NV

08/28/2017 - 03/27/2018

WELLS FARGO CLEARING SERVICES, LLC (RENO NV)

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Licenses & Designations

BC

Issued 09/13/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/27/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/27/2017

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Aaron Serrano.
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