Unclaimed
Aaron Serrano is a registered representative in California and Nevada. Aaron is currently registered with Nylife Securities LLC and has been in the industry since October 13, 2018. Aaron has passed the Series 6, Series 63 and SIE exams. Aaron was previously registered with WELLS FARGO CLEARING SERVICES, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NV
05/14/2019 - Present
Nylife Securities LLC (RENO NV)
NV
08/28/2017 - 03/27/2018
WELLS FARGO CLEARING SERVICES, LLC (RENO NV)
BC
Issued 09/13/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/27/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/27/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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