Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Aaron? Claim Your ProfileAaron Scott Richards is an investment advisor representative at Ameriprise Financial Services, LLC. Aaron has been in the securities industry since March 1997 and is currently registered to provide investment advice in Illinois. Aaron has held the Series 6, 7, 26, 63 and 66 securities registrations, and is also licensed as an Investment Advisor Representative in Illinois. Aaron's previous employers include First Investors Corporation, based in Lombard, Illinois. Ameriprise Financial Services, LLC, headquartered in Minneapolis, Minnesota, has approximately $479 billion in regulatory assets under management and provides a variety of investment advisory services to individuals, businesses and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IL
07/22/2019 - Present
Ameriprise Financial Services, LLC (Naperville IL)
IL
03/27/1997 - 08/13/2007
FIRST INVESTORS CORPORATION (LOMBARD IL)
BOTH
Issued 12/07/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/20/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/04/2000
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/03/2007
Series 7 - General Securities Representative Examination
BC
Issued 03/18/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Aaron Richards is the right advisor for you? Invested Better is here to help.
