Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Aaron? Claim Your ProfileAaron Harvey is a financial advisor with Charles Schwab & CO., Inc. in Westlake, Texas. Aaron has been in the industry since May 13, 2006. Aaron holds the Series 6, 7, 9, 10, 63 and 66 licenses as well as the SIE exam. Aaron has been registered with Charles Schwab & CO., Inc. since April 30, 2018. Previously, Aaron was with Investment Professionals, Inc., Cambridge Investment Research, Inc., and Edward Jones.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
TX
04/30/2018 - Present
Charles Schwab & CO., Inc. (Westlake TX)
TX
04/14/2015 - 04/16/2018
INVESTMENT PROFESSIONALS, INC. (DENTON TX)
TX
10/01/2010 - 04/23/2015
CAMBRIDGE INVESTMENT RESEARCH, INC. (TROPHY CLUB TX)
TX
05/24/2007 - 09/16/2010
EDWARD JONES (FRISCO TX)
TX
04/17/2006 - 05/29/2007
CHASE INVESTMENT SERVICES CORP. (PLANO TX)
BOTH
Issued 07/26/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/25/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/06/2018
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/23/2018
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/11/2007
Series 7 - General Securities Representative Examination
BC
Issued 04/14/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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