Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Aaron? Claim Your ProfileAaron Becker is a financial professional with over 18 years of experience in the financial services industry. Aaron currently works at Lument Securities, LLC. Previously, Aaron worked at Lancaster Pollard & Co., LLC and Sixpoint Partners LLC. Aaron holds a Series 7, Series 63, SIE and Series 79TO license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
01/02/2019 - Present
Lument Securities, LLC (West Conshohocken PA)
PA
03/28/2011 - 01/02/2019
LANCASTER POLLARD & CO., LLC (RADNOR PA)
NY
01/05/2009 - 03/07/2011
SIXPOINT PARTNERS LLC (NEW YORK NY)
NY
11/03/2004 - 10/21/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 10/08/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/02/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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