Unclaimed
Aaron Ruen is an investment advisor representative with Principal Advised Services. Aaron has been in the financial services industry since 2015. Prior to joining Principal Advised Services, Aaron worked at Wells Fargo Advisors, LLC and Wells Fargo Clearing Services, LLC. Aaron is registered with the state of North Carolina and has passed the Series 6, 7, 63, and 66 exams. Aaron is a retirement consultant and specializes in providing investment advice to Principal retirement plan participants when they are eligible for a distribution at a benefit event. Aaron also provides advice, education, and sales of bank deposit products at Principal Bank.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
NC
05/14/2024 - Present
Principal Advised Services (GASTONIA NC)
NC
09/04/2015 - 03/02/2021
WELLS FARGO CLEARING SERVICES, LLC (CHARLOTTE NC)
BOTH
Issued 05/07/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/16/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/15/2018
Series 7 - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/04/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Aaron Ruen is the right advisor for you? Invested Better is here to help.