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Aaron Roger Hoover

Morgan Stanley & Co. LLC

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About Aaron Roger Hoover

Aaron Hoover is a registered representative with Morgan Stanley & Co. LLC. Aaron has been in the securities industry since January 10, 1999. Aaron is registered with the Financial Industry Regulatory Authority (FINRA) and the states of Texas and New York. Aaron is a Series 7, Series 24, Series 63, and Series 79TO licensed professional. Aaron was previously registered with GREENHILL & CO., LLC and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.

Firm Information

Aaron Hoover is currently registered with Morgan Stanley & Co. LLC. Morgan Stanley & Co. LLC is a Limited Liability Company formed on December 3, 1969. It is registered in 53 states and has one approved SEC registration. The firm has been involved in 471 Regulatory Events, 5 Civil Events, and 54 Arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

462

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Aaron Hoover’s Registration & Firm History

TX

12/12/2014 - Present

Morgan Stanley & Co. LLC (Houston TX)

TX

09/10/2009 - 11/18/2014

GREENHILL & CO., LLC (HOUSTON TX)

TX

07/09/2001 - 09/02/2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HOUSTON TX)

NY

09/15/1997 - 04/11/2000

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/17/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/03/2005

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/06/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

MIAX Sapphire

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Aaron Roger Hoover.
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