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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Aaron? Claim Your ProfileAaron McCormick is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Inc., based in Pittsburgh, PA. Aaron has been in the industry since 2003 and has worked with several other firms such as New England Securities, Securities America, Inc., and American Skanda Marketing, Inc. Aaron is currently registered with the Financial Industry Regulatory Authority (FINRA) and has Series 6, 7, and 66 licenses. Aaron's experience in financial services spans more than 19 years and is focused on providing individual and business clients with a wide range of financial services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
09/21/2009 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PITTSBURGH PA)
PA
03/30/2009 - 07/13/2009
NEW ENGLAND SECURITIES (PITTSBURGH PA)
PA
01/12/2009 - 02/11/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PITTSBURGH PA)
CO
12/03/2004 - 10/24/2008
SECURITIES AMERICA, INC. (WESTMINSTER CO)
CT
05/14/2003 - 11/15/2004
AMERICAN SKANDIA MARKETING, INC. (SHELTON CT)
CO
12/05/2000 - 02/13/2001
JANUS DISTRIBUTORS, INC. (DENVER CO)
BOTH
Issued 01/29/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/11/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/17/2005
Series 7 - General Securities Representative Examination
BC
Issued 05/13/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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