Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Aaron? Claim Your ProfileAaron McCormick is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. located in Pittsburgh, PA. Aaron has been in the securities industry since September 27, 2003, and has experience with a number of firms, including New England Securities, and Securities America, Inc.. Aaron has been registered with FINRA since February 11, 2009, and is currently registered in 32 states and 3 other jurisdictions. Aaron is a Series 6, 7, 63 and 66 licensed professional, and has also passed the SIE exam. Aaron offers a range of services, including investment management, portfolio management, and financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
09/21/2009 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PITTSBURGH PA)
PA
03/30/2009 - 07/13/2009
NEW ENGLAND SECURITIES (PITTSBURGH PA)
PA
01/12/2009 - 02/11/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PITTSBURGH PA)
CO
12/03/2004 - 10/24/2008
SECURITIES AMERICA, INC. (WESTMINSTER CO)
CT
05/14/2003 - 11/15/2004
AMERICAN SKANDIA MARKETING, INC. (SHELTON CT)
CO
12/05/2000 - 02/13/2001
JANUS DISTRIBUTORS, INC. (DENVER CO)
BOTH
Issued 1/29/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/11/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 2/17/2005
Series 7 - General Securities Representative Examination
BC
Issued 5/13/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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