Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Aaron? Claim Your ProfileAaron Dobbs is a financial advisor with over 15 years of experience in the industry. Aaron is registered with Fidelity Brokerage Services LLC and has a Series 7, 9, 10, 63, SIE, and 99TO. Aaron has a wide range of experience serving clients in the state of Texas and nationwide.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
04/09/2014 - Present
Fidelity Brokerage Services LLC (WESTLAKE TX)
TX
11/28/2006 - 02/15/2013
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
BC
Issued 12/04/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/30/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/30/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/27/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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