Unclaimed
Aaron Pearce is an investment advisor representative with Wealth Enhancement Advisory Services, LLC. Aaron has been in the financial services industry since 2005. Aaron has a background in providing investment advisory services. Aaron has registrations in California and Minnesota.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Erisa 3(38) investment manager
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees received from third party investment advisors
1
2
CA
09/18/2023 - Present
Wealth Enhancement Advisory Services, LLC (SAN DIEGO CA)
CA
06/06/2019 - 06/06/2023
COMMONWEALTH FINANCIAL NETWORK (SAN DIEGO CA)
CA
02/28/2019 - 05/31/2019
DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC. (SAN DIEGO CA)
CA
07/05/2016 - 02/13/2017
SELECT CAPITAL CORPORATION (SAN JUAN CAPISTRANO CA)
CA
05/19/2015 - 06/01/2016
CETERA ADVISOR NETWORKS LLC (EL SEGUNDO CA)
CO
05/19/2015 - 06/01/2016
CETERA ADVISORS LLC (GREENWOOD VILLAGE CO)
IL
05/19/2015 - 06/01/2016
CETERA FINANCIAL SPECIALISTS LLC (SCHAUMBURG IL)
MN
05/19/2015 - 06/01/2016
CETERA INVESTMENT SERVICES LLC (ST. CLOUD MN)
CA
03/22/2010 - 06/01/2016
FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)
VA
09/30/2008 - 07/29/2009
CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)
TN
03/29/2007 - 12/12/2007
JACKSON NATIONAL LIFE DISTRIBUTORS LLC (FRANKLIN TN)
NJ
12/18/2006 - 12/31/2006
AIG SUNAMERICA CAPITAL SERVICES, INC. (JERSEY CITY NJ)
NJ
04/02/2001 - 11/08/2006
AIG SUNAMERICA CAPITAL SERVICES, INC. (JERSEY CITY NJ)
BOTH
Issued 05/31/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/27/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/13/2017
SIE - Securities Industry Essentials Examination
BC
Issued 06/04/2012
Series 7 - General Securities Representative Examination
BC
Issued 03/30/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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