Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Aaron? Claim Your ProfileAaron Puff is a financial advisor with LPL Financial LLC, based in Battle Creek, MI. Aaron has been in the financial services industry since June 2004 and holds licenses for both securities and investment advisory services. Aaron's previous experience includes roles with Cetera Advisor Networks LLC, Fifth Third Securities, Inc., Chase Investment Services Corp., Waddell & Reed, Inc., and MML Investors Services, Inc. Aaron is dedicated to providing personalized financial planning and investment management services to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MI
03/04/2024 - Present
LPL Financial LLC (STURGIS MI)
MI
05/11/2022 - 03/18/2024
CETERA ADVISOR NETWORKS LLC (BATTLE CREEK MI)
MI
12/10/2010 - 05/09/2022
FIFTH THIRD SECURITIES, INC. (PORTAGE MI)
MI
01/30/2008 - 11/16/2010
CHASE INVESTMENT SERVICES CORP. (COMSTOCK PARK MI)
MI
01/17/2007 - 01/29/2008
WADDELL & REED, INC. (GRAND RAPIDS MI)
MI
12/17/2003 - 08/22/2006
MML INVESTORS SERVICES, INC. (KENTWOOD MI)
BOTH
Issued 11/22/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/11/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/19/2013
Series 7 - General Securities Representative Examination
BC
Issued 12/16/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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