Unclaimed
Aaron Conrad is a financial advisor with Northwestern Mutual Investment Services, LLC. Aaron has been in the financial services industry since April 2017. Aaron is licensed to sell securities in Arizona, Colorado, Georgia, Illinois, Louisiana, Mississippi, Missouri, New Mexico, North Carolina, Texas and Utah. Aaron is also a registered representative with FINRA. Aaron holds the Series 6, Series 7TO and Series 63 licenses. Aaron is located at 127 W BROAD ST, SUITE 600 ONE LAKE SIDE PLAZA in LAKE CHARLES, LA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
LA
04/10/2017 - Present
Northwestern Mutual Investment Services, LLC (LAKE CHARLES LA)
BC
Issued 09/11/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/12/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/10/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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