Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Aaron? Claim Your ProfileAaron Nii Lante Tawiah is a financial professional with a strong background in the industry, having started his career in 2017. Aaron has extensive experience working with Wells Fargo Clearing Services, LLC and previously UBS Financial Services Inc.. Aaron has a proven track record of providing excellent customer service and helping clients achieve their financial goals. Aaron is dedicated to building long-term relationships with his clients and providing them with personalized financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
06/03/2021 - Present
Wells Fargo Clearing Services, LLC (CHARLOTTE NC)
NC
08/20/2018 - 07/01/2020
UBS FINANCIAL SERVICES INC. (CHARLOTTE NC)
NC
11/09/2017 - 08/03/2018
VANGUARD MARKETING CORPORATION (CHARLOTTE NC)
IA
Issued 09/25/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/20/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/09/2017
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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