Unclaimed
Aaron Niels Gingrich is a financial advisor who has been in the industry since April 25, 2013. Aaron has a Series 66, Series 7 and SIE license. Aaron is currently registered with LPL Financial LLC in Pennsylvania and Texas. Prior to this, Aaron worked at RBC CAPITAL MARKETS, LLC. Aaron specializes in providing financial advice for individuals, businesses, pension and profit-sharing plans, insurance companies, charitable organizations, investment clubs, and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
10/03/2023 - Present
LPL Financial LLC (YORK PA)
PA
04/26/2013 - 10/18/2023
RBC CAPITAL MARKETS, LLC (YORK PA)
BOTH
Issued 06/06/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/25/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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