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Aaron Nicholas Steffan

W & S Brokerage Services, Inc.

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About Aaron Nicholas Steffan

Aaron Nicholas Steffan is an investment advisor representative with W&S Brokerage Services, Inc. Aaron has been in the financial services industry since 2002. The advisor is currently registered in Ohio and Pennsylvania and has also previously been registered in Georgia. Aaron holds the Series 6, 26, 63, and 65 licenses. Aaron has a strong background in insurance and has been a sales manager for Western Southern Life since 2001.

Firm Information

Aaron Steffan is currently registered with W & S Brokerage Services, Inc.. W&S Brokerage Services, Inc. is a corporation formed in 1974 and headquartered in Cincinnati, Ohio. The firm provides investment advisory services to individuals and is registered with the SEC and in 52 states. With over 85 registered representatives, W&S Brokerage Services, Inc. manages over $122 million in assets for its clients, offering portfolio management services and selection of other advisers.
W & S Brokerage Services, Inc.

400 BROADWAY

CINCINNATI, OH 45202

$122.86M

Assets Under Management

451

Total Clients

434

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Aaron Steffan’s Registration & Firm History

OH

08/09/2023 - Present

W&S Brokerage Services, Inc. (HEATH OH)

OH

11/04/2011 - 10/03/2012

W&S BROKERAGE SERVICES, INC. (CINCINNATI OH)

OH

03/12/2004 - 12/14/2009

W&S BROKERAGE SERVICES, INC. (COLUMBUS OH)

OH

05/16/2002 - 01/22/2004

FORT WASHINGTON BROKERAGE SERVICES, INC. (CINCINNATI OH)

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Licenses & Designations

IA

Issued 02/26/2021

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 02/21/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/17/2006

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/15/2002

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Aaron Nicholas Steffan.
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