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Aaron Munk

Purshe Kaplan Sterling Investments

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About Aaron Munk

Aaron Munk is a financial advisor with over 25 years of experience in the financial services industry. Aaron is currently registered with Purshe Kaplan Sterling Investments and has previously been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated, Legg Mason Wood Walker, Incorporated, and Chesapeake Securities Research Corporation. Aaron holds a Series 7, Series 31, Series 63 and Series 65 licenses.

Firm Information

Aaron Munk is currently registered with Purshe Kaplan Sterling Investments. Purshe Kaplan Sterling Investments is a Corporation formed on December 16, 1993 and is approved to operate in all 50 states, the District of Columbia, and the Virgin Islands. The firm has been registered with the SEC and has 10 regulatory event disclosures and 2 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

181

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Aaron Munk’s Registration & Firm History

NY

08/14/2014 - Present

Purshe Kaplan Sterling Investments (Cedarhurst NY)

NY

09/03/1997 - 08/10/2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BAYSIDE NY)

MD

04/18/1994 - 08/05/1997

LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)

MD

12/23/1993 - 03/28/1994

CHESAPEAKE SECURITIES RESEARCH CORPORATION (SEVERNA PARK MD)

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Licenses & Designations

IA

Issued 01/17/1995

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/11/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/02/1998

Series 31 - Futures Managed Funds Examination

BC

Issued 12/22/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Aaron Munk. Review regulatory record here.
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