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Aaron Michael Kessler

Seaport Global Securities LLC

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About Aaron Michael Kessler

Aaron Kessler is a financial advisor with Seaport Global Securities LLC. Aaron has been in the industry since September 8, 2001 and holds a Series 7, Series 63 and SIE license. Aaron has been registered in 52 states and is currently registered in all 50 states, as well as the District of Columbia, Puerto Rico and the U.S. Virgin Islands. Aaron was previously with Raymond James & Associates, Inc., ThinkEquity LLC, Kaufman Bros., L.P., Piper Jaffray & Co., and J.P. Morgan Securities Inc.

Firm Information

Aaron Kessler is currently registered with Seaport Global Securities LLC. Seaport Global Securities LLC is a Limited Liability Company formed in 2001 and is approved in 52 states and the District of Columbia. They are registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

92

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Aaron Kessler’s Registration & Firm History

CA

10/10/2023 - Present

Seaport Global Securities LLC (Costa Mesa CA)

CA

09/09/2011 - 10/09/2023

RAYMOND JAMES & ASSOCIATES, INC. (SAN FRANCISCO CA)

CA

04/27/2010 - 09/07/2011

THINKEQUITY LLC (SAN FRANCISCO CA)

NY

05/07/2009 - 05/12/2010

KAUFMAN BROS., L.P. (NEW YORK NY)

CA

05/04/2004 - 08/07/2008

PIPER JAFFRAY & CO. (EAST PALO ALTO CA)

NY

05/01/2001 - 04/28/2004

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

NY

02/05/2001 - 05/01/2001

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

NY

12/04/2000 - 02/05/2001

CHASE SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 02/01/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/19/2005

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 12/01/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Aaron Michael Kessler.
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