Unclaimed
Aaron Kessler is a financial advisor with Seaport Global Securities LLC. Aaron has been in the industry since September 8, 2001 and holds a Series 7, Series 63 and SIE license. Aaron has been registered in 52 states and is currently registered in all 50 states, as well as the District of Columbia, Puerto Rico and the U.S. Virgin Islands. Aaron was previously with Raymond James & Associates, Inc., ThinkEquity LLC, Kaufman Bros., L.P., Piper Jaffray & Co., and J.P. Morgan Securities Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
10/10/2023 - Present
Seaport Global Securities LLC (Costa Mesa CA)
CA
09/09/2011 - 10/09/2023
RAYMOND JAMES & ASSOCIATES, INC. (SAN FRANCISCO CA)
CA
04/27/2010 - 09/07/2011
THINKEQUITY LLC (SAN FRANCISCO CA)
NY
05/07/2009 - 05/12/2010
KAUFMAN BROS., L.P. (NEW YORK NY)
CA
05/04/2004 - 08/07/2008
PIPER JAFFRAY & CO. (EAST PALO ALTO CA)
NY
05/01/2001 - 04/28/2004
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
02/05/2001 - 05/01/2001
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
12/04/2000 - 02/05/2001
CHASE SECURITIES INC. (NEW YORK NY)
BC
Issued 02/01/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/19/2005
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 12/01/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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