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Aaron Michael Gurewitz

Roth Capital Partners, LLC

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About Aaron Michael Gurewitz

Aaron Michael Gurewitz is a registered representative with Roth Capital Partners, LLC in NEWPORT BEACH, CA. Aaron has been in the financial services industry since 1993. Aaron is a Series 7, Series 24, Series 63, and Series 79TO licensed professional. Aaron has held previous positions at Friedman, Billings, Ramsey & Co., Inc. and Cruttenden Roth Incorporated. Aaron is licensed in California, Florida, Illinois, Massachusetts, Minnesota, New York, and Texas.

Firm Information

Aaron Gurewitz is currently registered with Roth Capital Partners, LLC. Roth Capital Partners, LLC is a Limited Liability Company formed on January 10, 2001. The firm provides investment advisory services, including distribution of sell-side research reports/corporate access and acting as a solicitor. They have a presence in 52 states and the District of Columbia. Roth Capital Partners, LLC primarily serves investment companies and other investment advisors, with a reported 70 clients in these categories. The firm has disclosed 16 regulatory events and 12 arbitration events.

Not reported

Assets Under Management

Not reported

Total Clients

85

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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(1) distribution of sell-side research reports/corporate access (2) solicitor

(1) distribution of sell-side research reports/corporate access (2) solicitor

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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Aaron Gurewitz’s Registration & Firm History

CA

09/24/1999 - Present

Roth Capital Partners, LLC (NEWPORT BEACH CA)

CA

04/20/1998 - 08/18/1999

FRIEDMAN, BILLINGS, RAMSEY & CO., INC. (LOS ANGELES CA)

CA

08/17/1995 - 04/28/1998

CRUTTENDEN ROTH INCORPORATED (NEWPORT BEACH CA)

NY

06/01/1993 - 03/24/1995

H.J. MEYERS & CO., INC. (ROCHESTER NY)

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Licenses & Designations

BC

Issued 07/30/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/28/2001

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/28/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Aaron Michael Gurewitz.
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