Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Aaron? Claim Your ProfileAaron Michael Gabriel is a financial advisor with over 30 years of experience in the industry. Aaron is registered with Raymond James Financial Services Advisors, Inc. in both California and Texas. Aaron has a wide range of experience serving individuals, families, corporations, and various institutions. Aaron holds the Series 3, 6, 7, 9, 10, 63 and 65 licenses and is also a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
CA
10/10/2018 - Present
Raymond James Financial Services Advisors, Inc. (San Ramon CA)
CA
05/02/2008 - 05/05/2014
RAYMOND JAMES & ASSOCIATES, INC. (SAN JOSE CA)
CA
01/01/2008 - 05/07/2008
WACHOVIA SECURITIES, LLC (SAN JOSE CA)
CA
11/18/1996 - 01/03/2008
A. G. EDWARDS & SONS, INC. (SAN JOSE CA)
MO
09/04/1990 - 11/18/1996
EVEREN SECURITIES, INC. (ST. LOUIS MO)
NA
08/15/1990 - 09/04/1990
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
CO
04/24/1990 - 07/31/1990
THE STUART-JAMES COMPANY, INCORPORATED (DENVER CO)
CA
05/23/1989 - 03/21/1990
FRANKLIN DISTRIBUTORS, INC. (SAN MATEO CA)
IA
Issued 02/13/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/04/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/28/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/03/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/21/1990
Series 7 - General Securities Representative Examination
BC
Issued 06/28/1989
Series 3 - National Commodity Futures Examination
BC
Issued 04/06/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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