Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Aaron? Claim Your ProfileAaron Michael Francis is a financial advisor with over 20 years of experience in the industry. Currently, Aaron is a registered representative with Fidelity Personal and Workplace Advisors. Aaron is also registered as an Investment Advisor Representative in Connecticut. Aaron has been with Fidelity since 2018 and was previously affiliated with other well-known firms such as E*TRADE Securities LLC and Datek Online Brokerage Services Corp. Aaron is active in the financial industry and holds multiple licenses and designations, including Series 3, 7, 24, 55, 63, and 66.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
RI
07/13/2018 - Present
Fidelity Personal AND Workplace Advisors (SMITHFIELD RI)
NJ
06/07/2005 - 10/18/2005
E*TRADE SECURITIES LLC (JERSEY CITY NJ)
NY
01/24/2000 - 10/18/2005
E*TRADE PROFESSIONAL TRADING, LLC (NEW YORK NY)
NJ
04/21/1998 - 12/03/1998
HEARTLAND SECURITIES CORP. (EDISON NJ)
NE
07/30/1996 - 04/21/1998
DATEK ONLINE BROKERAGE SERVICES CORP. (OMAHA NE)
BOTH
Issued 12/19/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/08/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/28/1996
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/14/2003
Series 3 - National Commodity Futures Examination
BC
Issued 11/23/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/29/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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