Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Aaron? Claim Your ProfileAaron Michael Daugherty is a financial advisor who has been in the industry since 2007. Aaron is currently registered with UBS Financial Services Inc. and has been with the firm since 2018. Prior to joining UBS Financial Services Inc. Aaron worked at TD Ameritrade, Inc., Scottrade, Inc. and E*TRADE Securities LLC. Aaron holds several licenses and certifications including the Series 63, 66, 7, 9 and 10. Aaron also has experience in a variety of industries, including the military, retail, and entertainment.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
OR
07/12/2018 - Present
UBS Financial Services Inc. (LAKE OSWEGO OR)
OR
02/26/2018 - 06/01/2018
TD AMERITRADE, INC. (SALEM OR)
OR
04/03/2017 - 02/26/2018
SCOTTRADE, INC. (HILLSBORO OR)
OR
12/13/2012 - 10/07/2015
E*TRADE SECURITIES LLC (PORTLAND OR)
OR
07/02/2012 - 12/14/2012
PAULSON INVESTMENT COMPANY, INC. (PORTLAND OR)
CA
08/03/2011 - 07/03/2012
ADVANCED EQUITIES, INC. (SAN FRANCISCO CA)
OR
04/07/2006 - 08/12/2011
PHILLIPS & COMPANY (PORTLAND OR)
BOTH
Issued 12/21/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/17/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/10/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/08/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/06/2006
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Aaron Daugherty is the right advisor for you? Invested Better is here to help.
