Unclaimed
Aaron Bozzi is a financial advisor registered with Northwestern Mutual Investment Services, LLC in Pueblo, CO. Aaron has been in the financial industry since January 2021 and specializes in providing investment advice to clients. Aaron holds the Series 63, 7TO and SIE securities licenses. Aaron is registered to provide securities advice in Alabama, Arizona, California, Colorado, District of Columbia, Florida, Georgia, Idaho, Illinois, Indiana, Iowa, Kansas, Massachusetts, Mississippi, Missouri, Nevada, New York, North Carolina, North Dakota, Oklahoma, Pennsylvania, South Carolina, Tennessee, Texas, Utah, Virginia, Washington and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
CO
01/13/2021 - Present
Northwestern Mutual Investment Services, LLC (Pueblo CO)
BC
Issued 03/10/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/13/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/28/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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