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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Aaron? Claim Your ProfileAaron McCormick is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Inc. Aaron has been working in the financial services industry since June 17, 2012. Aaron holds the Series 4, 6, 7, 9, 10, 63, 65, and 66 securities licenses. Aaron is registered in 53 states and the District of Columbia. Aaron's areas of expertise include: Portfolio Management for Individuals, Portfolio Management for Businesses, Selection of Other Advisors, Pension Consulting, and Educational Seminars. Aaron has been with Merrill Lynch since May 2013. Prior to that, Aaron worked at Foresters Equity Services, Inc. Aaron is also the owner of a sole proprietorship business that sells original artwork.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
RI
05/25/2016 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (LINCOLN RI)
CT
09/21/2010 - 09/16/2011
FORESTERS EQUITY SERVICES, INC. (ROCKY HILL CT)
BOTH
Issued 06/22/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/23/2010
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 07/12/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/17/2018
Series 4 - Registered Options Principal Examination
BC
Issued 10/10/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/01/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/23/2013
Series 7 - General Securities Representative Examination
BC
Issued 09/20/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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