Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Aaron? Claim Your ProfileAaron Maxey is a financial advisor with over 24 years of experience in the financial services industry. Aaron is currently registered with Avantax Advisory Services and Avantax Planning Partners, Inc., providing financial planning, investment management, and retirement planning services. Aaron holds licenses in Florida and Texas and has a wide range of experience working with individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitor referral services to third-party investment managers; participant enrollment meetings
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees
1
2
TX
09/08/2022 - Present
Avantax Advisory Services (DALLAS TX)
TX
05/02/2022 - 06/30/2022
TD AMERITRADE, INC. (Austin TX)
TX
12/03/2003 - 06/30/2022
CHARLES SCHWAB & CO., INC. (Austin TX)
TX
07/26/1999 - 10/29/2002
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NY
07/18/1997 - 12/10/1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 06/24/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/25/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/26/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/16/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/27/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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