Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Aaron? Claim Your ProfileAaron Maurice Frank is a financial advisor with National Financial Services LLC and has been in the industry since November 4, 2016. Aaron holds Series 7, SIE, and 99TO licenses and a Series 63 license. Aaron is also a licensed securities agent in Rhode Island. Before joining National Financial Services LLC, Aaron worked at Citizens Securities, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
RI
11/07/2023 - Present
National Financial Services LLC (SMITHFIELD RI)
RI
03/12/2021 - 05/09/2023
CITIZENS SECURITIES, INC. (JOHNSTON RI)
RI
08/21/2020 - 03/01/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LINCOLN RI)
RI
03/31/2016 - 07/23/2020
CITIZENS SECURITIES, INC. (JOHNSTON RI)
BOTH
Issued 08/24/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/16/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/07/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/31/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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