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Aaron Matthew Turner

Prudential Annuities Distributors, Inc.

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About Aaron Matthew Turner

Aaron Turner is a financial professional with over 20 years of experience in the industry. Aaron is currently registered with Prudential Annuities Distributors, Inc. in Connecticut. Prior to joining Prudential Annuities Distributors, Inc. Aaron worked at Wachovia Securities, LLC and UBS Financial Services Inc. Aaron has a wide range of experience and holds the Series 6, 7, 9, 10, 26, 63, and 65 licenses.

Firm Information

Aaron Turner is currently registered with Prudential Annuities Distributors, Inc.. Prudential Annuities Distributors, Inc. is a corporation formed in September 1987. It is registered in all 50 states, the District of Columbia, and Puerto Rico, as well as with the SEC. The firm has been the subject of 2 regulatory events and 1 civil event.

Not reported

Assets Under Management

Not reported

Total Clients

554

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Aaron Turner’s Registration & Firm History

CT

11/18/2008 - Present

Prudential Annuities Distributors, Inc. (Shelton CT)

CT

07/09/2008 - 10/20/2008

WACHOVIA SECURITIES, LLC (NEW HAVEN CT)

CT

05/10/2007 - 06/13/2008

UBS FINANCIAL SERVICES INC. (NEW HAVEN CT)

MO

12/11/2001 - 04/19/2007

WACHOVIA SECURITIES, LLC (ST. LOUIS MO)

CT

11/10/2000 - 04/30/2001

AMERICAN SKANDIA MARKETING, INC. (SHELTON CT)

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Licenses & Designations

BC

Issued 02/04/2002

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 02/02/2001

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/11/2009

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 06/06/2005

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 06/01/2005

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/05/2003

Series 7 - General Securities Representative Examination

BC

Issued 11/09/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Aaron Matthew Turner.
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