linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Aaron Matthew Platteis

Virtus Investment Advisers, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Aaron? Claim Your Profile

About Aaron Matthew Platteis

Aaron Platteis is a registered representative with Virtus Investment Advisers, Inc. located in Hartford, Connecticut. Aaron has been in the industry since 2009 and has experience with investment companies. Aaron has passed the Series 6, 7, 63, 66 and SIE exams and has held previous registrations with LPL Financial LLC, Pruco Securities, LLC., Hartford Equity Sales Company Inc., and Key Investment Services LLC.

Firm Information

Aaron Platteis is currently registered with Virtus Investment Advisers, Inc.. Virtus Investment Advisers, Inc. is an investment advisor registered with the SEC. Located in HARTFORD, CT, the firm primarily serves investment companies, managing $53,982,609,839 in assets for 105 clients. Virtus Investment Advisers, Inc. also provides selection of other advisors and other advisory services.
Virtus Investment Advisers, Inc.

ONE FINANCIAL PLAZA

HARTFORD, CT 06103

$53.98B

Assets Under Management

Not reported

Total Clients

73

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for investment companies

Strategic management for diversified investment portfolios.

check

an employee of an affiliate is contracted w/ cnbc media as host or guest providing market commentary.

An employee of an affiliate is contracted w/ cnbc media as host or guest providing market commentary.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Aaron Platteis’s Registration & Firm History

CT

01/12/2018 - Present

Virtus Investment Advisers, Inc. (HARTFORD CT)

CT

09/21/2016 - 09/14/2017

KEY INVESTMENT SERVICES LLC (VERNON CT)

CT

07/29/2013 - 09/21/2016

LPL FINANCIAL LLC (VERNON CT)

CT

01/03/2013 - 07/25/2013

PRUCO SECURITIES, LLC. (SIMSBURY CT)

CT

07/27/2011 - 01/03/2013

HARTFORD EQUITY SALES COMPANY INC. (SIMSBURY CT)

CT

11/21/2007 - 03/25/2010

HARTFORD EQUITY SALES COMPANY INC. (WINDSOR CT)

Not sure if Aaron Matthew Platteis is right for you?

Licenses & Designations

BOTH

Issued 01/12/2018

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/24/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/06/2017

Series 7 - General Securities Representative Examination

BC

Issued 11/20/2007

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Aaron Matthew Platteis.
Not sure if Aaron Matthew Platteis is right for you?