Unclaimed
Aaron Howell is a financial professional with over 6 years of experience in the industry. He is currently registered with T. Rowe Price Investment Services, Inc. Prior to that, Aaron Howell was registered with Lazard Asset Management Securities LLC, John Hancock Investment Management Distributors LLC, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Aaron Howell holds Series 7, Series 31, and SIE licenses, as well as the Uniform Combined State Law Examination. He is registered to provide investment advice in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/15/2024 - Present
T. Rowe Price Investment Services, Inc. (New York NY)
NY
01/30/2020 - 08/02/2024
LAZARD ASSET MANAGEMENT SECURITIES LLC (NEW YORK NY)
MA
08/13/2018 - 01/13/2020
JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC (BOSTON MA)
MA
08/18/2017 - 07/24/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BEVERLY MA)
BOTH
Issued 09/27/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/13/2020
Series 31 - Futures Managed Funds Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/18/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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