Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Aaron? Claim Your ProfileAaron Mathew Hattem is a financial advisor currently registered with Stifel, Nicolaus & Company, Inc. in Los Angeles, California. Aaron has been in the financial services industry since December 5, 2008. Prior to joining Stifel, Nicolaus & Company, Inc., Aaron worked at Southwest Securities, Inc. and M.L. Stern & Co., LLC. Aaron is a Series 7 and Series 66 licensed advisor. He has been registered with the state of California since July 26, 2012. Aaron has a broad range of experience in the financial services industry and is dedicated to helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
07/26/2012 - Present
Stifel, Nicolaus & Company, Inc. (LOS ANGELES CA)
CA
12/23/2008 - 08/24/2012
SOUTHWEST SECURITIES, INC. (BEVERLY HILLS CA)
CA
12/05/2008 - 12/31/2008
M.L. STERN & CO., LLC. (BEVERLY HILLS CA)
BOTH
Issued 02/16/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/04/2008
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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