Unclaimed
Aaron M. Rulnick is a financial professional with over 20 years of experience in the industry. Aaron is a registered representative of Herbert J. Sims & CO, Inc. Currently, Aaron is licensed in Maryland and holds licenses for Series 7, Series 24, Series 50, Series 54, and Series 79TO. Aaron has a strong track record of success in providing financial advice and investment management services to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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MD
07/03/2001 - Present
Herbert J. Sims & CO, Inc. (Rockville MD)
BC
Issued 06/02/2021
Series 24 - General Securities Principal Examination
BC
Issued 06/17/2020
Series 54 - Municipal Advisor Principal Qualification Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/12/2016
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 07/02/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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