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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Aaron? Claim Your ProfileAaron Bates is a financial advisor with Alliancebernstein LP. Aaron has been in the industry since May 1999. Aaron is registered with FINRA and licensed in 33 states. Aaron specializes in a variety of investment services, including asset allocation, financial planning, portfolio management for businesses, individuals, investment companies and pooled investment vehicles. Aaron is also a board member for StoryCorps, a non-profit organization that preserves and shares humanity’s stories.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
MA
01/31/2014 - Present
Alliancebernstein LP (BOSTON MA)
NY
05/11/1999 - 12/07/2000
SANFORD C. BERNSTEIN & CO., INC. (NEW YORK NY)
BOTH
Issued 07/09/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/05/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/13/2017
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/18/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 05/10/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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