Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Aaron? Claim Your ProfileAaron Leffingwell is a financial advisor with Empower Financial Services, Inc. Aaron has been in the financial services industry since February 11, 2000. Aaron is licensed to sell securities in 52 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
12/02/2021 - Present
Empower Financial Services, Inc. (GREENWOOD VILLAGE CO)
CO
12/12/2016 - 03/26/2020
ICON DISTRIBUTORS, INC. (GREENWOOD VILLAGE CO)
CO
02/12/2014 - 01/15/2016
DIVIDEND CAPITAL SECURITIES, LLC (DENVER CO)
CA
01/04/2010 - 02/05/2014
FORESIDE FUND SERVICES, LLC (MOUNTAIN VIEW CA)
CO
04/19/2002 - 03/18/2009
ICON DISTRIBUTORS, INC. (GREENWOOD VILLAGE CO)
NY
04/22/1996 - 11/15/2001
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)
IA
Issued 07/01/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/19/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/04/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/11/1998
Series 7 - General Securities Representative Examination
BC
Issued 04/19/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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