Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Aaron? Claim Your ProfileAaron Smith is a financial advisor with Pruco Securities, LLC, a firm with over 36 licensed agents and 112 registered representatives. Aaron has been in the financial services industry for over 20 years, and is registered as an investment advisor representative in Indiana. Aaron is committed to providing personalized financial advice to individuals, businesses, and trusts. Aaron specializes in a wide range of financial services, including portfolio management, financial planning, and retirement planning. Aaron's primary office is located in Swansea, Illinois but is also associated with Pruco Securities, LLC offices in Indianapolis, Indiana. Prior to joining Pruco Securities, LLC, Aaron was associated with Charles Schwab & Co., Inc. and TD Ameritrade, Inc. Aaron is committed to providing his clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
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Compensation from lpl enterprise, llc
1
2
IL
03/05/2024 - Present
Pruco Securities, LLC (Swansea IL)
IN
01/26/2022 - 01/09/2024
CHARLES SCHWAB & CO., INC. (Carmel IN)
IN
02/26/2018 - 12/20/2023
TD AMERITRADE, INC. (Carmel IN)
IN
05/16/2012 - 02/26/2018
SCOTTRADE, INC. (INDIANAPOLIS IN)
MO
02/26/2002 - 07/30/2010
SCOTTRADE, INC. (ST. LOUIS MO)
MO
02/27/2001 - 05/10/2001
EDWARD JONES (ST. LOUIS MO)
BOTH
Issued 03/20/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/01/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/14/2006
Series 4 - Registered Options Principal Examination
BC
Issued 02/14/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/26/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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