Unclaimed
Aaron McGraw is a financial advisor with Fidelity Brokerage Services LLC. Aaron has been in the financial services industry since 2020. Aaron has passed the Series 66, Series 7TO, Series 9, Series 10, and SIE exams. Aaron is registered with the Financial Industry Regulatory Authority (FINRA) and is licensed to conduct business in 52 states and Puerto Rico. Aaron is also an Investment Advisor Representative (IAR) in Kentucky and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
KY
11/17/2020 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
BOTH
Issued 04/05/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/27/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/30/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/17/2020
Series 7TO - General Securities Representative Examination
BC
Issued 11/05/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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