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Aaron Lawson Brooks

Realta Investment Advisors, Inc.

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About Aaron Lawson Brooks

Aaron Lawson Brooks is a registered investment advisor representative with Realta Investment Advisors, Inc.. Aaron Brooks has been in the financial industry since 2011 and is registered in Arizona and California. Prior to joining Realta Investment Advisors, Inc., Aaron Brooks was associated with Center Street Securities, Inc., and Newbridge Securities Corporation.

Firm Information

Aaron Brooks is currently registered with Realta Investment Advisors, Inc.. Realta Investment Advisors, Inc. is an investment advisor headquartered in Wilmington, DE with a team of over 80 professionals. They manage over $799 million in assets for individuals, high-net-worth individuals, corporations, charitable organizations, pension plans, and other clients. Realta provides a range of services including financial planning, pension consulting, portfolio management, and publication of periodicals. They also offer a wrap fee program.
Realta Investment Advisors, Inc.

1201 N. ORANGE STREET

WILMINGTON, DE 19801

$799.70M

Assets Under Management

Not reported

Total Clients

63

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Aaron Brooks’s Registration & Firm History

DE

08/04/2022 - Present

Realta Investment Advisors, Inc. (WILMINGTON DE)

AZ

09/21/2015 - 07/21/2021

CENTER STREET SECURITIES, INC. (SCOTTSDALE AZ)

AZ

08/02/2011 - 08/24/2015

NEWBRIDGE SECURITIES CORPORATION (SCOTTSDALE AZ)

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Licenses & Designations

IA

Issued 07/15/2022

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/01/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/01/2011

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Aaron Lawson Brooks. Review regulatory record here.
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