Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Aaron? Claim Your ProfileAaron L Gomes is a financial advisor with over 11 years of experience in the industry. Aaron is currently registered with UBS Asset Management (us) Inc. Prior to joining UBS Asset Management (us) Inc., Aaron was with Credit Suisse Securities (USA) LLC. Aaron holds the Series 3, 7 and 63 licenses, and the SIE exam. Aaron is currently registered in 53 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
05/01/2024 - Present
UBS Asset Management (us) Inc. (New York NY)
NY
10/17/2012 - 05/01/2024
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
BC
Issued 12/11/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/13/2012
Series 3 - National Commodity Futures Examination
BC
Issued 10/16/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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