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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Aaron? Claim Your ProfileAaron L. Cruz is a financial advisor with PlanMember Securities Corporation in Carpinteria, CA. Aaron L. Cruz has been in the industry since 2011 and specializes in providing financial planning, portfolio management for businesses and individuals, pension consulting and educational seminars. Aaron L. Cruz also offers other advisory services. Prior to joining PlanMember Securities Corporation, Aaron L. Cruz was a financial advisor with IFP Securities, LLC, Cetera Advisors LLC and AXA Advisors, LLC. Aaron L. Cruz has a Series 6, 7, 63, and 65 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Provides investment supervisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
02/26/2024 - Present
Planmember Securities Corp. (CARPINTERIA CA)
WY
09/16/2019 - 02/28/2024
IFP SECURITIES, LLC (Sheridan WY)
WY
08/10/2017 - 09/17/2019
CETERA ADVISORS LLC (SHERIDAN WY)
WY
12/07/2011 - 08/15/2017
AXA ADVISORS, LLC (SHERIDAN WY)
CO
10/03/2011 - 11/23/2011
SECURIAN FINANCIAL SERVICES, INC. (COLORADO SPRINGS CO)
IA
Issued 12/22/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/28/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/04/2014
Series 7 - General Securities Representative Examination
BC
Issued 09/30/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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