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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Aaron? Claim Your ProfileAaron Kyle Rainwater is a financial advisor registered with LPL Financial LLC and has been in the industry since August 4, 2007. Aaron Kyle Rainwater holds licenses for Securities Industry Essentials Examination (SIE), General Securities Representative Examination (Series 7), and Investment Company Products/Variable Contracts Representative Examination (Series 6). Aaron Kyle Rainwater has been registered with the following firms: WELLS FARGO CLEARING SERVICES, LLC, BBVA SECURITIES INC., BBVA COMPASS INVESTMENT SOLUTIONS, INC, BB&T INVESTMENT SERVICES, INC., CHASE INVESTMENT SERVICES CORP., WAMU INVESTMENTS, INC., and CHASE INVESTMENT SERVICES CORP. Aaron Kyle Rainwater is registered in California, Colorado, Florida, Georgia, Maryland, Missouri, Oklahoma, Texas, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
12/07/2018 - Present
LPL Financial LLC (IRVING TX)
TX
06/20/2014 - 12/11/2018
WELLS FARGO CLEARING SERVICES, LLC (DALLAS TX)
TX
05/16/2013 - 06/23/2014
BBVA SECURITIES INC. (DALLAS TX)
TX
11/22/2011 - 05/16/2013
BBVA COMPASS INVESTMENT SOLUTIONS, INC (DALLAS TX)
TX
03/08/2011 - 11/08/2011
BB&T INVESTMENT SERVICES, INC. (DALLAS TX)
TX
05/02/2009 - 02/28/2011
CHASE INVESTMENT SERVICES CORP. (CEDAR HILL TX)
TX
01/25/2008 - 05/02/2009
WAMU INVESTMENTS, INC. (DALLAS TX)
TX
07/31/2006 - 02/08/2007
CHASE INVESTMENT SERVICES CORP. (WYLIE TX)
BOTH
Issued 09/08/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/20/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/19/2009
Series 7 - General Securities Representative Examination
BC
Issued 07/28/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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