Unclaimed
Aaron Gammon is an investment advisor representative who has been in the securities industry since April 2002. Aaron is currently registered with Cetera Investment Advisers LLC in Alabama and Texas. Prior to joining Cetera Investment Advisers LLC, Aaron worked at Sterne Agee Financial Services, Inc., Sterne, Agee & Leach, Inc., A. G. Edwards & Sons, Inc. and H&R Block Financial Advisors, Inc. Aaron holds a Series 6, Series 7, Series 9, Series 10, Series 24, Series 55, Series 63, Series 65, and Series 57TO licenses. Aaron is a registered investment advisor and offers financial planning, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
AL
01/12/2023 - Present
Cetera Investment Advisers LLC (BESSEMER AL)
AL
08/22/2005 - 04/09/2013
STERNE AGEE FINANCIAL SERVICES, INC. (BIRMINGHAM AL)
AL
11/26/2002 - 08/22/2005
STERNE, AGEE & LEACH, INC. (BIRMINGHAM AL)
MO
10/11/2001 - 04/25/2002
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
MI
10/23/2000 - 11/24/2000
H&R BLOCK FINANCIAL ADVISORS, INC. (DETROIT MI)
IA
Issued 10/26/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/01/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/27/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/15/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/26/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/06/2009
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/10/2001
Series 7 - General Securities Representative Examination
BC
Issued 10/20/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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