Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Aaron? Claim Your ProfileAaron Wong is a financial advisor with State Street Global Advisors Funds Distributors, LLC. Aaron is licensed in all 50 states and has over 1 year of experience in the financial services industry. Aaron holds the Series 7, Series 63, and SIE licenses. Prior to joining State Street Global Advisors Funds Distributors, LLC, Aaron was a financial advisor with TD Ameritrade, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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AZ
10/21/2022 - Present
State Street Global Advisors Funds Distributors, LLC (Scottsdale AZ)
TX
06/09/2021 - 08/18/2022
TD AMERITRADE, INC. (Southlake TX)
TX
12/17/2020 - 02/12/2021
TD AMERITRADE, INC. (Southlake TX)
BC
Issued 07/01/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/17/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/21/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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