Unclaimed
Aaron Ward is a financial professional with Fidelity Brokerage Services LLC. Aaron has been in the securities industry since May 30, 2019, and holds Series 63, Series 7TO, SIE, Series 9, and Series 10 licenses. Aaron is registered to conduct business in 53 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
05/31/2019 - Present
Fidelity Brokerage Services LLC (DURHAM NC)
BC
Issued 06/10/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/29/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/01/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/31/2019
Series 7TO - General Securities Representative Examination
BC
Issued 05/24/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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