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Aaron Joseph Smith

Smith Co. Financial Advisors / Fusion Funds

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About Aaron Joseph Smith

Aaron Joseph Smith is an Investment Advisor Representative at Smith Co. Financial Advisors / Fusion Funds. Aaron has been in the industry since 2000. Aaron is registered with the state of California and has been in the industry since 2000. Aaron previously worked at Securities Service Network, Inc. and Morgan Stanley DW Inc. and is Series 31, 7 and 66 licensed. Aaron has experience in Portfolio Management for Individuals and Pooled Investment Vehicles, Financial Planning, Pension Consulting, Market Timing Services, Publication of Periodicals and Selection of Other Advisors. Aaron works with individuals, pooled investment vehicles and high-net-worth individuals.

Firm Information

Aaron Smith is currently registered with Smith Co. Financial Advisors / Fusion Funds. Smith Co. Financial Advisors / Fusion Funds is a registered investment advisor with 2 investment advisory functions. They provide financial planning, pension consulting, market timing services, publication of periodicals, selection of other advisors, portfolio management for individuals, and portfolio management for pooled investment vehicles. They serve individuals other than high-net-worth, pension and profit-sharing plans, corporations or other businesses, and pooled investment vehicles.

Not reported

Assets Under Management

1

Total Clients

2

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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Aaron Smith’s Registration & Firm History

CA

06/24/2003 - Present

Smith Co. Financial Advisors / Fusion Funds (CHINO HILLS CA)

TN

02/12/2003 - 06/15/2005

SECURITIES SERVICE NETWORK, INC. (KNOXVILLE TN)

NY

03/30/2000 - 01/24/2003

MORGAN STANLEY DW INC. (PURCHASE NY)

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Licenses & Designations

BOTH

Issued 04/18/2000

Series 66 - Uniform Combined State Law Examination

BC

Issued 04/27/2000

Series 31 - Futures Managed Funds Examination

BC

Issued 03/29/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Aaron Joseph Smith.
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