Unclaimed
Aaron Ricketts is a financial advisor with over 20 years of experience in the industry. Aaron holds both securities and investment advisor licenses and has passed the SIE, Series 7, Series 24 and Series 63 and 65 exams. Currently, Aaron is registered with LPL Financial LLC and has previously been registered with INVESTMENT CENTERS OF AMERICA, INC. and LINCOLN FINANCIAL SECURITIES CORPORATION. Aaron is currently licensed in Arizona, California, Colorado, Florida, Georgia, Indiana, Kansas, Michigan, Nevada, New York, North Carolina, Ohio, Pennsylvania, Tennessee and Texas. Aaron is a notary public and serves on the Lenawee County Veterans Affairs Executive Committee. Aaron provides a variety of services to clients, including financial planning, investment management and consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MI
03/26/2020 - Present
LPL Financial LLC (ADRIAN MI)
MI
11/02/2009 - 11/29/2017
INVESTMENT CENTERS OF AMERICA, INC. (ADRIAN MI)
MI
10/19/2000 - 11/20/2009
LINCOLN FINANCIAL SECURITIES CORPORATION (ADRIAN MI)
IA
Issued 05/10/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/27/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/19/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/18/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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