Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Aaron? Claim Your ProfileAaron James Putman is a financial advisor at LPL Financial LLC. Aaron has been in the industry since September 1994. Aaron has a Series 7, Series 63, and Series 65 license. Aaron also holds the Certified Financial Planner designation. Aaron has experience working with high-net-worth individuals, corporations, pension and profit-sharing plans, charitable organizations, and other clients. Aaron's previous employers include Commonwealth Financial Network, Capital Management Securities, Inc., FSC Securities Corporation, Pan-American Financial Advisers, and American Capital Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MN
10/02/2023 - Present
LPL Financial LLC (BURNSVILLE MN)
MN
11/01/2017 - 10/02/2023
COMMONWEALTH FINANCIAL NETWORK (Burnsville MN)
MN
07/02/2007 - 10/31/2017
CAPITAL MANAGEMENT SECURITIES, INC. (BLOOMINGTON MN)
MN
11/30/2005 - 07/03/2007
FSC SECURITIES CORPORATION (BLOOMINGTON MN)
LA
12/16/2001 - 11/30/2005
PAN-AMERICAN FINANCIAL ADVISERS (NEW ORLEANS LA)
PA
09/26/1994 - 12/16/2001
AMERICAN CAPITAL CORPORATION (VALLEY FORGE PA)
IA
Issued 04/25/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/16/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/22/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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