Unclaimed
Aaron Lindblom is an active broker and investment advisor representative. Aaron is registered with J.P. Morgan Securities LLC and has been in the industry since December 8, 2000. Aaron has held previous roles with Gagnon Securities, LLC, Cantor Fitzgerald & Co., Chase Securities Inc., Hambrecht & Quist LLC, J.B. Oxford & Company, and Cantor Fitzgerald & Co.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
09/03/2019 - Present
J.p. Morgan Securities LLC (NEW YORK NY)
NY
05/16/2018 - 06/24/2019
GAGNON SECURITIES, LLC (NEW YORK NY)
NY
11/06/2001 - 11/03/2017
CANTOR FITZGERALD & CO. (NEW YORK NY)
NY
02/01/2000 - 03/14/2000
CHASE SECURITIES INC. (NEW YORK NY)
CA
10/19/1999 - 02/01/2000
HAMBRECHT & QUIST LLC (SAN FRANCISCO CA)
CA
07/14/1997 - 08/07/1998
J.B. OXFORD & COMPANY (SHERMAN OAKS CA)
NY
05/08/1996 - 07/03/1996
CANTOR FITZGERALD & CO. (NEW YORK NY)
BC
Issued 06/17/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 05/10/2019
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/25/2002
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/22/1996
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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