Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Aaron? Claim Your ProfileAaron Len is a financial professional with over 24 years of experience in the financial services industry. Aaron is a Principal at Capital Client Group, Inc., and is registered with the Financial Industry Regulatory Authority (FINRA). Aaron is a Series 6, 7, 24, 26, 51, and 63 licensed representative. Aaron has been with Capital Client Group, Inc. since 2006.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Recommending affiliate as investment adviser of sma assets
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
As agreed upon in a manner that covers registrant's costs
1
2
CA
08/23/2006 - Present
Capital Client Group, Inc. (IRVINE CA)
MD
11/05/1997 - 05/10/1999
T. ROWE PRICE INVESTMENT SERVICES, INC. (BALTIMORE MD)
BC
Issued 01/22/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/09/2021
Series 24 - General Securities Principal Examination
BC
Issued 02/29/2008
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 10/26/2006
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 12/10/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/04/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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